Broker Check

Our Team

Executive Management Team

Joe Keifer

Joe Keifer

Managing Partner & Co-Founder

Gregory Shoemaker

Gregory Shoemaker

Principal & Co-Founder

Dean Millonas

Dean Millonas

Director of Business Development

Patrick Lodes

Patrick Lodes

Managing Director - Recruiting

Karen Torrence

Karen Torrence

Chief Operations Officer

Dave Kaplan

Dave Kaplan

Compliance Analyst

Chris Swenson

Chris Swenson CFP®

Managing Director - Recruiting

Don Aulbert

Don Aulbert

Director of Wealth Enhancement Strategies

Compliance Team

Gregory Shoemaker

Gregory Shoemaker

Principal & Co-Founder

Thomas Gooden

Thomas Gooden

Chief Compliance Officer

Dave Kaplan

Dave Kaplan

Compliance Analyst

Kim Nellesen

Kim Nellesen

Compliance Specialist

Investment Team

Liyin Bao

Liyin Bao, CFA

Portfolio Manager & LPL Operations Manager

Khurram Naveed

Khurram Naveed

Senior Analyst & LPL Operations Manager

Regina Crook

Regina Crook

Client Services Associate

Operations Team

Marsha Blake

Marsha Blake

Client Services Specialist

Alaina Budnick

Alaina Budnick

Client Services Specialist

Regina Conger

Regina Conger

Client Services Manager

Brandi Durell

Brandi Durell

Client Services Manager

Leslie Garrison

Leslie Garrison

Marketing & Communications

John McClain

John McClain

Technology Manager

Diane Wattler

Diane Wattler

Director of First Impressions

Transitions Team

Janet Mueller

Janet Mueller

Transitions Specialist

Michele Touchette

Michele Touchette

Transitions Specialist

Marsha Blake

Marsha Blake

Client Services Specialist

Alaina Budnick

Alaina Budnick

Client Services Specialist

Regina Conger

Regina Conger

Client Services Manager

Brandi Durell

Brandi Durell

Client Services Manager

Leslie Garrison

Leslie Garrison

Marketing & Communications

John McClain

John McClain

Technology Manager

Dean Millonas

Dean Millonas

Director of Business Development

Karen Torrence

Karen Torrence

Chief Operations Officer