Our Team Executive Management Team Joe Keifer Managing Partner & Co-Founder Gregory Shoemaker Principal & Co-Founder Dean Millonas Director of Business Development Patrick Lodes Managing Director - Recruiting Karen Torrence Chief Operations Officer Dave Kaplan Compliance Analyst Chris Swenson CFP® Managing Director - Recruiting Don Aulbert Director of Wealth Enhancement Strategies Compliance Team Gregory Shoemaker Principal & Co-Founder Thomas Gooden Chief Compliance Officer Dave Kaplan Compliance Analyst Kim Nellesen Compliance Specialist Investment Team Liyin Bao, CFA Portfolio Manager & LPL Operations Manager Khurram Naveed Senior Analyst & LPL Operations Manager Regina Crook Client Services Associate Operations Team Marsha Blake Client Services Specialist Alaina Budnick Client Services Specialist Regina Conger Client Services Manager Brandi Durell Client Services Manager Leslie Garrison Marketing & Communications John McClain Technology Manager Diane Wattler Director of First Impressions Transitions Team Janet Mueller Transitions Specialist Michele Touchette Transitions Specialist Marsha Blake Client Services Specialist Alaina Budnick Client Services Specialist Regina Conger Client Services Manager Brandi Durell Client Services Manager Leslie Garrison Marketing & Communications John McClain Technology Manager Dean Millonas Director of Business Development Karen Torrence Chief Operations Officer